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After the Trade Is Made: Processing Securities Transactions

After the Trade Is Made: Processing Securities Transactions Hardcover - 2006

by Weiss, David M

  • Used
  • Hardcover

The fully updated classic guide to the mechanics of securities processing a must for professional investors

This third edition of After the Trade Is Made reflects the changes that have taken place in recent years as a result of new products, technological breakthroughs, and the globalization of the securities industry. Comprehensive and easy to understand, it provides brokers, operations personnel, and individual investors with definitive and up-to-the-minute explanations of each step in the trading process from the moment a customer decides to buy or sell a security through the final requirements of record keeping.

Written for both securities professionals and individual investors, whether domestic or in other countries, this new edition clearly explains the core of underwritings, new and established trading markets, transaction processing, margin, and more while providing critical insights into the most recent wave of industry changes.

David M. Weiss, a veteran securities professional, traces the entire process of buying or selling a security, from order management to transaction processing to the final posting on the firm's books and records. He covers the specialized attributes of each function in a typical brokerage firm, as well as their relationships with commercial banks, transfer agents, clearing corporations, and depositories.

After the Trade Is Made is the definitive resource for anyone eager to understand and confidently navigate the vast and often surprising world of securities.

Description

Portfolio, 2006. Third Edition,Revised. Hardcover. Very Good +/Very Good. 6x1x9. Third edition. Clean, solid hardcover copy with unmarked text. Jacket has mild surface and edge wear. Binding is tight and square. Books that sell for $9 or more ship in a box; under $9 in a bubble mailer. Expedited and international orders may ship in a flat rate envelope rather than a box due to cost constraints. All US-addressed items ship with complimentary delivery confirmation.
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Details

  • Title After the Trade Is Made: Processing Securities Transactions
  • Author Weiss, David M
  • Binding Hardcover
  • Edition Third Edition,Revised
  • Condition Used - Very Good +
  • Pages 544
  • Volumes 1
  • Language ENG
  • Publisher Portfolio, New York
  • Date 2006
  • Bookseller's Inventory # HE32308010024
  • ISBN 9781591841272 / 1591841275
  • Weight 1.61 lbs (0.73 kg)
  • Dimensions 9.3 x 6.27 x 1.7 in (23.62 x 15.93 x 4.32 cm)
  • Ages 18 to UP years
  • Grade levels 13 - UP
  • Library of Congress subjects Securities - United States, Stock exchanges - United States
  • Library of Congress Catalog Number 2006045394
  • Dewey Decimal Code 332.642

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Summary

The fully updated classic guide to the mechanics of securities processing—a must for professional investors 

This third edition of After the Trade Is Made reflects the changes that have taken place in recent years as a result of new products, technological breakthroughs, and the globalization of the securities industry. Comprehensive and easy to understand, it provides brokers, operations personnel, and individual investors with definitive and up-to-the-minute explanations of each step in the trading process—from the moment a customer decides to buy or sell a security through the final requirements of record keeping.

Written for both securities professionals and individual investors, whether domestic or in other countries, this new edition clearly explains the core of underwritings, new and established trading markets, transaction processing, margin, and more—while providing critical insights into the most recent wave of industry changes.

David M. Weiss, a veteran securities professional, traces the entire process of buying or selling a security, from order management to transaction processing to the final posting on the firm’s books and records. He covers the specialized attributes of each function in a typical brokerage firm, as well as their relationships with commercial banks, transfer agents, clearing corporations, and depositories.

After the Trade Is Made is the definitive resource for anyone eager to understand and confidently navigate the vast and often surprising world of securities.

From the publisher

David M. Weiss has been active in the brokerage industry for more than thirty-five years. Currently an independent consultant and lecturer, he was formerly the director of business, industry, and product training for a major international investment bank, vice president of new products for a primary marketplace, and chief operations officer of a broker dealer as well as holding other management positions.

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About the author

David M. Weiss has been active in the brokerage industry for more than thirty-five years. Currently an independent consultant and lecturer, he was formerly the director of business, industry, and product training for a major international investment bank, vice president of new products for a primary marketplace, and chief operations officer of a broker dealer as well as holding other management positions.