Search Results: red box rules and regulations

2019. Torn box, else fine. Torn box, else fine. RED BOX: Rules and Regulations of the Securities and Exchange Commission. 42 color coded booklets. Softcover. Current through Bulletin 169, May 15, 2019. Wolters Kluwer, 2019. Torn box, else fine. Publisher's price USD 1,218. Special $95. * A library of U.S. securities laws and regulations in a single-source, multiple booklet format. The RED BOX: Rules and Regulations of the Securities and Exchange Commission includes U.S. securities acts and SEC regulations, rules, and key forms. Provided in a handsome box-sleeve format, the RED BOX includes over 40 color-coded booklets that make ideal carry-alongs for client meetings and travel. Contents include: New certification requirements for CEOs and CFOs; Additional criminal liabilities for executive officers; New requirements for attorneys; Restrictions on loans to executive officers; Whistleblower protections; Accelerated reporting requirements; Areas of increased SEC oversight; Expanded document retention… Read More

2019. torn box, else fine. torn box, else fine. RED BOX: Rules and Regulations of the Securities and Exchange Commission. 42 color coded booklets. Softcover. Current through Bulletin 169, May 15, 2019. Wolters Kluwer, 2019. Torn box, else fine. Publisher's price USD 1,218. Special $95. * A library of U.S. securities laws and regulations in a single-source, multiple booklet format. The RED BOX: Rules and Regulations of the Securities and Exchange Commission includes U.S. securities acts and SEC regulations, rules, and key forms. Provided in a handsome box-sleeve format, the RED BOX includes over 40 color-coded booklets that make ideal carry-alongs for client meetings and travel. Contents include: New certification requirements for CEOs and CFOs; Additional criminal liabilities for executive officers; New requirements for attorneys; Restrictions on loans to executive officers; Whistleblower protections; Accelerated reporting requirements; Areas of increased SEC oversight; Expanded document retention… Read More